SFC Licences of HUI Lok Chi 許樂智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 18 April 2017 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 18 April 2017 | |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 18 November 2016 | 31 March 2017 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 23 August 2016 | 31 March 2017 |