SFC Licences of MOK Wesley Siu Kay 莫肇祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 24 July 2023 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 24 July 2023 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 24 July 2023 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 27 July 2020 | 21 April 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 24 June 2020 | 21 April 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 24 June 2020 | 21 April 2023 |
Merrill Lynch Far East Limited | RE | 2 | 28 July 2014 | 26 February 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 July 2014 | 26 February 2020 |