SFC Licences of SUEN Fu Hang 孫富衡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 22 September 2017 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 22 September 2017 | |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 31 July 2014 | 19 August 2017 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 31 July 2014 | 19 August 2017 |