SFC Licences of GAO Xiangyu 高驤宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 19 July 2018 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 30 July 2014 | 22 September 2016 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 30 July 2014 | 22 September 2016 |