SFC Licences of TOH Kah Yong, Jeremy 卓家揚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 27 September 2021 14 November 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 27 September 2021 14 November 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 27 September 2021 14 November 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 20 October 2017 30 July 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 20 October 2017 30 July 2021
CLSA Limited 中信里昂證券有限公司 RE 1 20 October 2017 30 July 2021
CLSA Limited 中信里昂證券有限公司 RE 4 20 October 2017 22 July 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 25 August 2014 11 January 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 25 August 2014 11 January 2017