SFC Licences of TOH Kah Yong, Jeremy 卓家揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 27 September 2021 | 14 November 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 27 September 2021 | 14 November 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 27 September 2021 | 14 November 2022 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 20 October 2017 | 30 July 2021 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 20 October 2017 | 30 July 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 20 October 2017 | 30 July 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 20 October 2017 | 22 July 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 August 2014 | 11 January 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 25 August 2014 | 11 January 2017 |