SFC Licences of NGO Hiu Fung 敖曉風

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
West Bull Securities Limited 西牛證券有限公司	RO	9	27 August 2021
West Bull Securities Limited 西牛證券有限公司	RO	4	27 August 2021
West Bull Securities Limited 西牛證券有限公司	RE	9	22 June 2021	27 August 2021
West Bull Securities Limited 西牛證券有限公司	RE	4	22 June 2021	27 August 2021
West Bull Securities Limited 西牛證券有限公司	RE	1	22 June 2021
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司	RO	9	04 March 2021	31 May 2021
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司	RO	4	06 August 2019	31 May 2021
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司	RE	9	06 August 2019	04 March 2021
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RE	9	20 November 2018	31 May 2021
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RE	4	20 November 2018	31 May 2021
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RE	1	20 November 2018	31 May 2021
Bright Fund Management Limited 光明投資管理有限公司	RE	9	07 September 2016	11 November 2016
Bright Fund Management Limited 光明投資管理有限公司	RE	4	07 September 2016	11 November 2016
Bright Fund Management Limited 光明投資管理有限公司	RE	1	07 September 2016	11 November 2016
Quam Securities Limited 華富建業證券有限公司	RE	4	13 November 2014	04 August 2016
Quam Securities Limited 華富建業證券有限公司	RE	2	25 August 2014	04 August 2016
Quam Securities Limited 華富建業證券有限公司	RE	1	25 August 2014	04 August 2016