SFC Licences of LI Jingshu 李京書
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 22 November 2017 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 22 November 2017 | |
UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 06 September 2017 |
UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 06 September 2017 |
UBS Securities Asia Limited | RE | 2 | 05 August 2014 | 06 September 2017 |
UBS Securities Asia Limited | RE | 1 | 05 August 2014 | 06 September 2017 |
UBS Derivatives Hong Kong Limited | RE | 2 | 05 August 2014 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 05 August 2014 | 18 December 2016 |