SFC Licences of TIAN Yu 田雨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CNCBI Asset Management Limited 信銀國際資產管理有限公司 | RE | 9 | 08 August 2019 | 12 July 2021 |
CNCBI Asset Management Limited 信銀國際資產管理有限公司 | RE | 4 | 08 August 2019 | 12 July 2021 |
China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RE | 9 | 03 March 2017 | 28 June 2019 |
China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RE | 4 | 03 March 2017 | 28 June 2019 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 31 July 2014 | 11 October 2016 |