SFC Licences of TIAN Yu 田雨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CNCBI Asset Management Limited 信銀國際資產管理有限公司 RE 9 08 August 2019 12 July 2021
CNCBI Asset Management Limited 信銀國際資產管理有限公司 RE 4 08 August 2019 12 July 2021
China Orient International Asset Management Limited 中國東方國際資產管理有限公司 RE 9 03 March 2017 28 June 2019
China Orient International Asset Management Limited 中國東方國際資產管理有限公司 RE 4 03 March 2017 28 June 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 31 July 2014 11 October 2016