SFC Licences of LU Yiyun 陸怡云

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Millennium Capital Management (Hong Kong) Limited RE 9 11 September 2023
Point72 Hong Kong Limited RE 9 03 November 2020 04 April 2023
Yishao Capital Management (HK) Limited 益劭資本管理(香港)有限公司 RO 9 02 July 2019 30 September 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 06 May 2016 04 April 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 9 31 August 2015 04 April 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 31 August 2015 04 April 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 06 August 2014 15 August 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 06 August 2014 15 August 2015