SFC Licences of LU Yiyun 陸怡云
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 11 September 2023 | |
Point72 Hong Kong Limited | RE | 9 | 03 November 2020 | 04 April 2023 |
Yishao Capital Management (HK) Limited 益劭資本管理(香港)有限公司 | RO | 9 | 02 July 2019 | 30 September 2020 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 06 May 2016 | 04 April 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 31 August 2015 | 04 April 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 31 August 2015 | 04 April 2019 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 06 August 2014 | 15 August 2015 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 August 2014 | 15 August 2015 |