SFC Licences of YUEN Shing Him 袁承謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Upbest Assets Management Limited 美建管理有限公司 | RE | 6 | 30 April 2018 | 17 November 2021 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 6 | 30 April 2018 | 17 November 2021 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 30 April 2018 | 17 November 2021 |
| Alliance Capital Partners Limited 同人融資有限公司 | RE | 6 | 27 August 2014 | 01 December 2017 |
| Alliance Capital Partners Limited 同人融資有限公司 | RE | 1 | 27 August 2014 | 01 December 2017 |