SFC Licences of LAM Ka Li 林嘉莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 16 September 2019 | 22 October 2022 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 16 September 2019 | 22 October 2022 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 | RE | 2 | 15 April 2019 | 13 July 2019 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 1 | 15 April 2019 | 13 July 2019 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 20 January 2017 | 29 March 2019 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 19 December 2016 | 29 March 2019 |
| Fosun International Securities Limited 復星國際證券有限公司 | RE | 1 | 30 October 2015 | 02 December 2016 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 09 March 2015 | 16 September 2015 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 04 August 2014 | 16 September 2015 |