SFC Licences of NG Ka Sing 吳家星
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 15 November 2022 | |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 4 | 30 December 2020 | 14 December 2021 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 30 December 2020 | 14 December 2021 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 15 January 2020 | 03 June 2020 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 15 January 2020 | 03 June 2020 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 28 September 2017 | 26 June 2019 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 28 September 2017 | 26 June 2019 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 28 September 2017 | 26 June 2019 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 07 September 2015 | 01 June 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 07 August 2014 | 01 June 2017 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 07 August 2014 | 01 June 2017 |