SFC Licences of LAU Hong 劉康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 12 August 2022 27 September 2022
Haitong Futures Hong Kong Limited 海通期貨香港有限公司 RO 5 30 July 2021 28 June 2022
Haitong Futures Hong Kong Limited 海通期貨香港有限公司 RO 2 30 July 2021 28 June 2022
Hantec Futures Limited 亨達期貨有限公司 RO 2 02 March 2021 14 April 2021
Hantec Securities Co. Limited 亨達證券有限公司 RO 1 02 March 2021 14 April 2021
Hantec Securities Co. Limited 亨達證券有限公司 RE 1 14 December 2020 02 March 2021
Hantec Futures Limited 亨達期貨有限公司 RE 2 02 December 2020 02 March 2021
Holly International Financial Holdings Limited 弘業國際金融控股有限公司 RE 2 18 May 2020 30 June 2020
Jinrui Futures (Hong Kong) Limited 金瑞期貨(香港)有限公司 RE 2 27 November 2019 17 February 2020
Standard Perpetual Securities Limited 標準盛豐證券有限公司 RE 1 19 September 2018 23 October 2018
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 29 November 2017 27 July 2018
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 1 29 November 2017 27 July 2018
Gong Ping Futures Limited 公平期貨有限公司 RE 2 29 May 2017 05 November 2017
Gong Ping Securities Limited 公平證券有限公司 RE 1 29 May 2017 05 November 2017
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 07 August 2014 09 June 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 07 August 2014 09 June 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 07 August 2014 09 June 2016