SFC Licences of SHAO Shuai 邵帥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 9 | 23 March 2023 | |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 4 | 23 March 2023 | |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 1 | 23 March 2023 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 22 April 2022 | 04 November 2022 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 22 April 2022 | 04 November 2022 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 9 | 29 May 2019 | 21 April 2022 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 4 | 29 May 2019 | 21 April 2022 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 1 | 29 May 2019 | 21 April 2022 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 9 | 20 September 2016 | 31 March 2019 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 4 | 08 August 2014 | 31 March 2019 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 1 | 08 August 2014 | 31 March 2019 |