SFC Licences of YE Qianyuan 叶千源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 24 May 2021 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 May 2021 | |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 4 | 30 March 2016 | 31 August 2020 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 1 | 30 March 2016 | 31 August 2020 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 11 August 2014 | 21 August 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 11 August 2014 | 21 August 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 11 August 2014 | 21 August 2015 |