SFC Licences of EZAWA Kota

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 12 March 2024 15 March 2024
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 18 August 2023 24 August 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 17 February 2023 22 February 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 15 October 2019 19 October 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 05 July 2019 13 July 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 31 May 2019 06 June 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 04 April 2019 13 April 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 22 October 2018 26 October 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 09 July 2018 16 July 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 09 March 2018 16 March 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 16 January 2018 23 January 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 21 September 2017 29 September 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 30 June 2017 08 July 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 23 February 2017 05 March 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 26 September 2016 30 September 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 30 May 2016 06 June 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 22 February 2016 29 February 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 16 October 2015 23 October 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 13 April 2015 17 April 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 10 November 2014 17 November 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 15 August 2014 21 August 2014