SFC Licences of LAM Pak Chuen, Burton 林百川
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
L&R Capital Limited 析理資本有限公司 | RE | 9 | 17 June 2020 | 25 February 2022 |
L&R Capital Limited 析理資本有限公司 | RE | 4 | 17 June 2020 | 25 February 2022 |
S&P Global Ratings Hong Kong Limited | RE | 10 | 01 November 2018 | 28 May 2020 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 10 June 2015 | 25 September 2018 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 June 2015 | 25 September 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 07 August 2014 | 13 May 2015 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 07 August 2014 | 13 May 2015 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 07 August 2014 | 13 May 2015 |