SFC Licences of SUM Wai Min, Raymond 沈維銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 19 July 2018 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 19 July 2018 | |
| Funderstone Securities Limited | RE | 1 | 05 July 2016 | 01 July 2018 |
| Funderstone Futures Limited | RE | 2 | 05 July 2016 | 01 July 2018 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 07 August 2014 | 03 October 2014 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 07 August 2014 | 03 October 2014 |