SFC Licences of LEE Sze Wan 李詩韻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 | RE | 5 | 24 December 2021 | 27 March 2024 |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 | RE | 4 | 24 December 2021 | 27 March 2024 |
| Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 | RE | 2 | 17 December 2021 | 27 March 2024 |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 | RE | 1 | 17 December 2021 | 27 March 2024 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 26 August 2019 | 12 September 2021 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 22 July 2019 | 12 September 2021 |
| Fosun International Securities Limited 復星國際證券有限公司 | RE | 1 | 11 October 2017 | 07 July 2019 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 22 August 2014 | 15 September 2017 |