SFC Licences of CHAN Andrew Richard Honn 陳康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 11 October 2016 01 September 2017
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 11 October 2016 01 September 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 12 August 2014 01 September 2017
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 12 August 2014 10 October 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 12 August 2014 10 October 2016