SFC Licences of KWAI Wai 季委
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sun Growth Securities Limited 志昇証券有限公司 | RE | 1 | 10 October 2017 | 02 May 2018 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 07 August 2014 | 23 September 2016 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 07 August 2014 | 23 September 2016 |