SFC Licences of HU Hanwen 胡瀚文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 15 November 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 15 November 2021
Haitong International Capital Limited 海通國際資本有限公司 RE 6 06 September 2018 01 September 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 06 September 2018 01 September 2021
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 12 August 2014 05 February 2016