SFC Licences of HU Hanwen 胡瀚文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 15 November 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 15 November 2021 | |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 06 September 2018 | 01 September 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 06 September 2018 | 01 September 2021 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 12 August 2014 | 05 February 2016 |