SFC Licences of ZHAO Qingli 趙清麗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 6 14 September 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 19 February 2016 17 July 2018
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 07 October 2014 17 January 2016
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 08 September 2014 17 January 2016