SFC Licences of ZHAO Qingli 趙清麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 14 September 2018 | 31 October 2023 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 19 February 2016 | 17 July 2018 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 07 October 2014 | 17 January 2016 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 08 September 2014 | 17 January 2016 |