SFC Licences of WANG Rui 王銳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 24 April 2015 23 July 2015
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 24 April 2015 23 July 2015
CLSA Limited 中信里昂證券有限公司 RE 1 24 April 2015 23 July 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 13 August 2014 23 July 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 13 August 2014 23 July 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 13 August 2014 23 July 2015