SFC Licences of KWOK Tai Yiu 郭大曜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ample Capital Limited 豐盛融資有限公司 | RE | 6 | 15 June 2018 | 18 October 2018 |
| Huabang Corporate Finance Limited 華邦融資有限公司 | RE | 6 | 20 June 2017 | 25 May 2018 |
| Gram Capital Limited 嘉林資本有限公司 | RE | 6 | 17 June 2015 | 08 May 2017 |
| Upbest Assets Management Limited 美建管理有限公司 | RE | 9 | 11 September 2014 | 08 June 2015 |
| Upbest Assets Management Limited 美建管理有限公司 | RE | 6 | 11 September 2014 | 08 June 2015 |
| Upbest Assets Management Limited 美建管理有限公司 | RE | 4 | 11 September 2014 | 08 June 2015 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 9 | 11 September 2014 | 08 June 2015 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 6 | 11 September 2014 | 08 June 2015 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 4 | 11 September 2014 | 08 June 2015 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 11 September 2014 | 08 June 2015 |