SFC Licences of GUO Lin 郭琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 1 | 10 July 2018 | |
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 4 | 25 September 2017 | |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 4 | 22 August 2016 | 12 July 2017 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 21 August 2014 | 12 July 2017 |