SFC Licences of LUO Xiaoran 羅笑然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 16 January 2017 | 15 September 2017 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 16 January 2017 | 15 September 2017 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 16 January 2017 | 15 September 2017 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 23 April 2015 | 01 December 2016 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 23 April 2015 | 01 December 2016 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 April 2015 | 01 December 2016 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 19 August 2014 | 01 January 2016 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 19 August 2014 | 01 January 2016 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 19 August 2014 | 01 January 2016 |