SFC Licences of MA Menglong 馬夢龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 22 January 2018 | 02 August 2019 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 09 August 2017 | 02 August 2019 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 09 August 2017 | 02 August 2019 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 20 August 2014 | 31 July 2017 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 20 August 2014 | 31 July 2017 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 20 August 2014 | 31 July 2017 |