SFC Licences of DU Yi 杜一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 1 | 18 April 2023 | 24 April 2023 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 1 | 11 July 2022 | 30 July 2022 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 1 | 16 October 2019 | 18 October 2019 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 29 August 2014 | 07 September 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 29 August 2014 | 07 September 2015 |