SFC Licences of CHUI Chun Sing 徐進昇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 13 September 2023 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 07 July 2023 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 15 October 2021 | 09 June 2023 |
| Mighty Divine Investment Management Limited | RE | 9 | 05 May 2020 | 06 August 2021 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 16 April 2015 | 26 April 2020 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 16 April 2015 | 26 April 2020 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 29 August 2014 | 10 April 2015 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 29 August 2014 | 10 April 2015 |