SFC Licences of LIU Juncong 劉俊聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 | RE | 6 | 08 May 2019 | 20 July 2019 |
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 | RE | 1 | 08 May 2019 | 20 July 2019 |
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 22 September 2014 | 27 October 2016 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 22 September 2014 | 27 October 2016 |