SFC Licences of HAYES Christopher John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 26 July 2018 | 10 August 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 26 July 2018 | 10 August 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 26 July 2018 | 10 August 2018 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 23 October 2017 | 22 January 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 23 October 2017 | 22 January 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 23 October 2017 | 22 January 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 18 November 2016 | 03 December 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 August 2016 | 31 August 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 26 August 2014 | 27 August 2014 |