SFC Licences of CHIEN Chung Lam 錢仲霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSZ (Hong Kong) Limited | RO | 4 | 22 April 2022 | |
HSZ (Hong Kong) Limited | RO | 1 | 22 April 2022 | |
HSZ (Hong Kong) Limited | RE | 4 | 28 October 2015 | 22 April 2022 |
HSZ (Hong Kong) Limited | RE | 9 | 28 October 2015 | |
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 5 | 16 September 2014 | 17 July 2015 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 16 September 2014 | 17 July 2015 |