SFC Licences of LIU Chong 劉翀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Templeton Asset Management Ltd | RE | 9 | 21 April 2020 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 10 April 2018 | 21 March 2020 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 10 April 2018 | 21 March 2020 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 01 September 2014 | 09 March 2018 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 01 September 2014 | 09 March 2018 |