SFC Licences of SHAM Shiu Cheong 岑紹昌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Qube Research & Technologies Hong Kong Limited RE 9 05 August 2021
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 25 August 2017 01 April 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 26 August 2014 05 July 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 26 August 2014 05 July 2017