SFC Licences of SHAM Shiu Cheong 岑紹昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | RE | 9 | 05 August 2021 | 16 August 2023 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 25 August 2017 | 01 April 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 26 August 2014 | 05 July 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 26 August 2014 | 05 July 2017 |