SFC Licences of CHEN Timothy C K

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 19 September 2019 28 September 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 09 May 2019 18 May 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 25 January 2019 02 February 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 20 August 2018 25 August 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 12 April 2018 21 April 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 02 November 2017 12 November 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 27 July 2017 07 August 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 13 April 2017 24 April 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 16 January 2017 21 January 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 08 November 2016 13 November 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 27 June 2016 30 June 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 06 May 2016 13 May 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 19 January 2016 24 January 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 05 November 2015 16 November 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 27 August 2015 04 September 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 29 April 2015 08 May 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 09 January 2015 17 January 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 September 2014 08 September 2014