SFC Licences of YU Kam Tong 余錦棠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 03 October 2019 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 03 October 2019 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 11 September 2019 | |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 23 November 2016 | 30 August 2019 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 15 September 2014 | 22 October 2016 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 15 September 2014 | 22 October 2016 |