SFC Licences of LIU Shanshan 劉杉杉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 19 March 2020 | 06 June 2023 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 19 March 2020 | 06 June 2023 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 19 March 2020 | 06 June 2023 |
Merrill Lynch Far East Limited | RE | 6 | 01 September 2014 | 22 January 2020 |
Merrill Lynch Far East Limited | RE | 4 | 01 September 2014 | 22 January 2020 |
Merrill Lynch Far East Limited | RE | 1 | 01 September 2014 | 22 January 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 September 2014 | 22 January 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 September 2014 | 22 January 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 September 2014 | 22 January 2020 |