SFC Licences of CHAN Kai Yin 陳啟賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 09 April 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 09 April 2021
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 30 March 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 30 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 05 September 2014 05 March 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 05 September 2014 05 March 2021