SFC Licences of DING Michael B 丁宝奇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPDB International Investment Management Limited 浦銀國際投資管理有限公司
RE 4, 9 31 March 2021
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 4, 9 26 September 2018 10 February 2021
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司
RE 1, 4, 9 15 September 2014 15 December 2017
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)
RE 1, 4, 9 15 September 2014 11 August 2017