SFC Licences of DING Michael B 丁宝奇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
RE | 4, 9 | 31 March 2021 | |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | 4, 9 | 26 September 2018 | 10 February 2021 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RE | 1, 4, 9 | 15 September 2014 | 15 December 2017 |
| AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) |
RE | 1, 4, 9 | 15 September 2014 | 11 August 2017 |