SFC Licences of HORIGUCHI Seiji
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 10 October 2018 | 30 March 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 October 2018 | 30 March 2022 |
| Merrill Lynch Far East Limited | RE | 2 | 30 September 2016 | 06 October 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 30 September 2016 | 06 October 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 September 2016 | 06 October 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 09 March 2016 | 11 March 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 09 March 2016 | 11 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 March 2016 | 11 March 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 30 November 2015 | 05 December 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 30 November 2015 | 05 December 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 November 2015 | 05 December 2015 |
| Merrill Lynch Far East Limited | RE | 2 | 27 April 2015 | 30 April 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 27 April 2015 | 30 April 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 April 2015 | 30 April 2015 |
| Merrill Lynch Far East Limited | RE | 2 | 03 September 2014 | 05 September 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 03 September 2014 | 05 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 September 2014 | 05 September 2014 |