SFC Licences of LIU Na 劉鈉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Dragonstone Capital Management Limited 龍石資本管理有限公司 | RO | 1 | 25 August 2020 | |
Rockpool Capital Limited 摩石資本有限公司 | RE | 1 | 31 January 2019 | 15 May 2020 |
Rockpool Capital Limited 摩石資本有限公司 | RE | 9 | 10 January 2019 | 15 May 2020 |
Rockpool Capital Limited 摩石資本有限公司 | RE | 4 | 10 January 2019 | 15 May 2020 |
Right Time Asset Management Company Limited 時和資產管理有限公司 | RO | 9 | 16 April 2018 | 31 December 2018 |
Right Time Asset Management Company Limited 時和資產管理有限公司 | RO | 4 | 16 April 2018 | 31 December 2018 |
Right Time Asset Management Company Limited 時和資產管理有限公司 | RE | 9 | 27 July 2017 | 16 April 2018 |
Right Time Asset Management Company Limited 時和資產管理有限公司 | RE | 4 | 27 July 2017 | 16 April 2018 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 03 September 2014 | 30 June 2017 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 03 September 2014 | 30 June 2017 |