SFC Licences of CHAN Lam Wai 陳藍慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Valuable Capital Limited 華盛資本証券有限公司 RE 4 11 November 2022 30 June 2023
Valuable Capital Limited 華盛資本証券有限公司 RE 1 11 November 2022 30 June 2023
Glory Sun Securities Limited 寶新證券有限公司 RE 4 05 October 2021 28 February 2022
Glory Sun Securities Limited 寶新證券有限公司 RE 1 10 November 2020 28 February 2022
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 07 May 2019 29 October 2020
Fosun International Securities Limited 復星國際證券有限公司 RE 1 14 November 2018 28 January 2019
Tensant Securities Limited 天晟證券有限公司 RE 1 03 May 2018 07 October 2018
Glory Sun Securities Limited 寶新證券有限公司 RE 6 20 September 2017 28 April 2018
Glory Sun Securities Limited 寶新證券有限公司 RE 1 20 September 2017 28 April 2018
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 4 12 September 2016 31 August 2017
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 12 September 2016 31 August 2017
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 03 September 2014 01 May 2016
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 03 September 2014 01 May 2016