SFC Licences of ZHANG Nan 張楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 | RO | 9 | 20 October 2017 | |
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 | RO | 4 | 20 October 2017 | |
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 | RE | 9 | 29 September 2015 | 20 October 2017 |
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 | RE | 4 | 29 September 2015 | 20 October 2017 |
EXS Capital Asia Limited | RE | 9 | 17 September 2014 | 25 January 2015 |
EXS Capital Asia Limited | RE | 6 | 17 September 2014 | 25 January 2015 |
EXS Capital Asia Limited | RE | 4 | 17 September 2014 | 25 January 2015 |