SFC Licences of AYABE Shunsuke
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 20 June 2018 | 23 June 2018 |
| UBS Securities Asia Limited | RE | 1 | 08 March 2018 | 14 March 2018 |
| UBS Securities Asia Limited | RE | 1 | 21 November 2016 | 27 November 2016 |
| UBS Securities Asia Limited | RE | 2 | 18 September 2014 | 30 January 2015 |
| UBS Securities Asia Limited | RE | 1 | 18 September 2014 | 30 January 2015 |