SFC Licences of CHAN Kam Yui 陳錦銳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 1 | 20 September 2022 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 17 October 2019 | 31 May 2022 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 17 October 2019 | 31 May 2022 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 17 October 2019 | 31 May 2022 |
| Evercore Asia Limited | RE | 4 | 18 October 2018 | 01 October 2019 |
| Evercore Asia Limited | RE | 1 | 27 July 2017 | 01 October 2019 |
| Evercore Asia Limited | RE | 6 | 10 November 2016 | 01 October 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 15 June 2016 | 06 September 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 15 June 2016 | 06 September 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 June 2016 | 06 September 2016 |
| Evercore Asia Limited | RE | 6 | 03 October 2014 | 09 May 2016 |