SFC Licences of SHENG Bo 盛博
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 9 | 14 July 2022 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 23 November 2016 | |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 05 September 2014 | 28 October 2016 |