SFC Licences of HO Shing Yan William 何承恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| New Thinking (HONG KONG) Investment Management Co. Limited 新思哲(香港)投資管理有限公司 | RE | 9 | 02 August 2021 | |
| Valuable Asset Management Limited 華盛資產管理有限公司 | RE | 9 | 04 November 2019 | 25 June 2021 |
| Valuable Asset Management Limited 華盛資產管理有限公司 | RE | 4 | 04 November 2019 | 25 June 2021 |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 9 | 30 August 2018 | 09 October 2019 |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 2 | 09 January 2018 | 09 October 2019 |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 13 January 2017 | 09 October 2019 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 27 January 2016 | 07 January 2017 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 10 September 2014 | 07 January 2017 |