SFC Licences of HO Kai Tou 何啟滔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited | RE | 2 | 06 June 2016 | |
| Citadel Securities (Hong Kong) Limited | RE | 1 | 06 June 2016 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 September 2014 | 01 March 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 08 September 2014 | 01 March 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 08 September 2014 | 01 March 2016 |