SFC Licences of LAI Yan 賴焉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 6 27 June 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 1 27 June 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 07 January 2022 27 June 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 07 January 2022 27 June 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 6 18 November 2019 11 December 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 18 November 2019 11 December 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 18 November 2019 11 December 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 07 December 2018 18 November 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 07 December 2018 18 November 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 07 December 2018 18 November 2019
CCB International Capital Limited 建銀國際金融有限公司 RE 6 21 April 2016 09 November 2018
CCB International Capital Limited 建銀國際金融有限公司 RE 4 21 April 2016 09 November 2018
CCB International Capital Limited 建銀國際金融有限公司 RE 1 21 April 2016 09 November 2018
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 19 September 2014 21 January 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 19 September 2014 21 January 2016